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Tree Defects
LHAP 305-61-40684 (FA25) - Urban Forestry & Arboriculture/Tree Physiology/Tree Defects.pdf
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Page 1
Author: Lindsey Purcell,
Urban Forester,
Department of Forestry
and Natural Resources,
Purdue University
Publication #FNR-614-W
Well-maintained, mature trees provide
increased property value and curb
appeal. Whether you’ve just moved into
a new neighborhood or interested in
the health and safety of your trees, it is
recommended to contact your local ISA
Certified Arborist to help protect your
trees and those around your trees.
All trees present risk of some type. They
are living organisms that are threatened
by environmental impacts and pests.
However, it is important to realize that
the benefits of trees far outweigh the
risks. We don’t want to remove trees
unnecessarily, but rather reduce risk and
the potential for failure by identifying,
analyzing and evaluating risk, and
performing the appropriate mitigation.
When should trees be
inspected?
Inspection timing can vary according
to the tree owner or client’s needs. It is
especially important to inspect trees
after major weather events such as high
winds or ice. Inspection intervals are
based on the level of risk presented at
the time of an initial inspection. Typically,
the range for inspection intervals is from
one to five years. The developmental age
of the tree, growing conditions, and other
factors will affect frequency.
Inspection for defects should be
performed prior to any tree care activity
and with consideration for any nearby
targets (Figure 1). Any tree care activity,
including plant health care, support
system installation, pruning, or removal,
should be preceded by some level of
inspection for any defect which could
endanger the tree owner or manager
or another target such as a vehicle.
Something as simple as a broken
branch could dislodge and fall causing
damage or injury to someone working
beneath the tree. Tree assessments
require experience and education on
the process. When inspections include
assessing a tree for risk potential,
contact an International Society of
Arboriculture Tree Risk Assessment
Qualified (TRAQ) arborist.
Forestry & Natural Resources
URBAN FORESTRY TREE CARE SERIES
Tree Defect Identification
purdue.edu/fnr/extension/ag.purdue.edu/fnr
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FNR-614-W Tree Defect Identification
Every tree inspection should be recorded and kept
safely filed for future reference. There are management
considerations and legal implications for documenting
the review of a tree or trees on a site. Records of
past inspections can show how a tree has changed
in its health and structure over the years. These past
inspections can aid in determining management
strategies and risk mitigation for the tree owner. Also,
written evaluations can help to minimize liability if
a failure occurs and a claim is filed against the tree
owner or the company providing services.
A tree’s risk level will be based on conditions of
concern and any target that is nearby or at located
within the target zone. Targets are people, property or
activities that could be injured, damaged or disrupted
by a tree failure (Figure 2). Review everything in the
target zone which should include the area inside a
circle around the tree. The radius of the circle should
be at least as wide as the total tree height.
What is considered a defect on a tree?
A tree defect is an injury, growth pattern, decay or
other condition which reduces the tree’s physical
strength. Every tree has some sort of defect; however,
not all defects impact tree stability or indicate increase
in failure potential. It’s important to include that not all
defects may be visually available to inspect or analyze.
Unseen defects might be underground, such as root
issues. Decay hiding within an apparently normal trunk
also will be hard to detect with a visual inspection.
What are we looking for when inspecting
the tree for defects?
There are many and varied types of tree defects and
causes, which can make an inspection complex.
Defect identification is necessary to determine the
structural integrity of the tree. With practice, simple
tools and techniques such as metal implements (for
probing) or a soft mallet (for sounding) can aid in the
process. Another important tool is binoculars which
can help pinpoint potential weaknesses in the crown.
Consideration should be given to tree species and
condition. Stress can result in notable defects, and
some tree species are more prone to defects such
as poor, weak branching or fungal diseases. Defects
can be the result of storm damage, a tree’s branch
arrangement, or the damage from a disease pathogen.
Any defect which is recognized as a factor in tree
health and stability should be examined more carefully
Figure 1. Tree inspections are an important part of overall tree care
and maintenance strategies.
Figure 2. Defects which lead to increased likelihood of failure will
have significant impact on nearby targets.
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FNR-614-W Tree Defect Identification
to identify the best and most appropriate mitigation
strategies.
Due to the variability of types of defects, it may be
helpful to group them to aid in the inspection process.
This article categorizes types of defects by causal
factors or disease-causing agents. The majority
of defects are found to be the result of structural,
mechanical or biological factors. These are visible
indicators of a condition of concern creating a
potential risk issue. Examples include:
• Biological- defects caused by a living agent. This
includes decline and dieback of branches, decay
and cavities in the trunk, disease causing sap rot
on a limb, insect pests such as borers, or fluxing
from bacterial wet wood.
• Structural- poor architecture, such as codominant
stems or branches, branch arrangement such as
crossing or vertical branches, excessive branch
end weight, or asymmetrical crown shapes from
severe utility pruning, can create defects leading
to failure (Figure 3).
• Mechanical- physical injury, such as lawn
equipment or vehicular impact, construction
damage to the root system, a storm event which
breaks a limb, pruning cuts leaving stubs or
wounds that don’t close, and even vandalism, can
cause serious defects.
Where do we look for defects?
During the investigation for tree defects which impact
safety, look at the tree systematically from top to
bottom (Figure 4). Read the body language of the
tree inspecting each section of the tree including the
crown, branches, trunk, and root zone for indicators
of past or potential failures. Identify the structural,
mechanical and biological factors which create a
condition of concern. These factors can occur alone
or in combination, such as:
• Dead, diseased, dying or broken branches as a
result of poor growing conditions, storms or pest
activity (Figure 5)
Figure 3. Crown shape that is unbalanced can lead to twisting,
resulting in cracks and potential failure.
Figure 4. A systematic approach for identifying defects includes
the crown, stem and root system of the tree.
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FNR-614-W Tree Defect Identification
Figure 5. Unhealthy, stressed trees can have defects with in-
creased likelihood of failure.
Figure 6. Dieback in the top of a tree can indicate a defective
root zone.
Figure 7 . Tree with 2 or more main stems about the same diameter
emerging from the same location on the main trunk are prone to
splitting.
Figure 8. Internal decay causes pressure which can distort the
trunk causing ripples.
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XXX-###-W Tree Defect Identification
• Thinning or poor canopy health from
environmental stressors or pests (Figure 6)
• An unstable branching pattern with overextended
or weakly attached branches, such as some
codominant branches and trunks (Figure 7)
• Ripples in the trunk or decayed areas with large
cavities present, such as nesting holes (Figure 8)
• Insect populations which can destroy the
cambium layer through boring and feeding, such
as emerald ash borer (EAB) or pine bark beetles
(Figure 9)
• Cracks or seams through the bark and into the
wood of the tree from lightning or splitting due to
wind forces (Figure 10)
• Root and root plate issues such as exposed or
decayed roots, soil heaving, conks or mushrooms or
cracks in the soil around the root plate (Figure 15)
• Cut roots or root compaction from construction,
which can result in defects immediately or can be
delayed for several years (Figure 11)
Some characteristics to consider when identifying tree
defects are:
• Crown size, shape and weight distribution. This
is especially true in situations where a tree is
exposed to windy conditions, is leaning, or has been
excessively pruned. Often utility clearance pruning
can leave the tree with a misshapen crown.
• Crown architecture issues such as poor
branching, which includes a codominant
structure. Included bark in narrow branch angles
can create high-risk situations with wind and ice
or other dynamic loading
• Plant health and vigor. This determines how likely
it is that a tree might overcome wounding or pest
infestations. Trees that have adequate moisture,
nutrition and soil conditions are less vulnerable to
stress, reducing the impact of some defects
• Decay, cankers, missing wood fiber and other
positive indicators of weakness in the roots, stems
and branches
Biological Factors
Disease-causing agents present some of the most
challenging conditions in determining their impact
on likelihood of failure. Also, mitigation strategies are
limited in these cases. Decay resulting in cavities, the
presence of fruiting structures, and missing tree fiber
are all critical defects to evaluate closely. The informed
Figure 9. Insect feeding damage can lead to injury and decay.
Figure 10. Seams and cracks from lightning damage can lead to
extensive decay
Figure 11. Heavy equipment compacting soil and damaging roots
can create high risk defects.
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XXX-###-W Tree Defect Identification
arborist should be capable of identifying some of the
basic rot diseases and their modes of attack.
Decay or rot are general terms for degradation of
wood fiber. Causes include fungi or other microscopic
organisms which colonize wounded or weakened areas
of the tree. Typically, most wood-rotting organisms
are pathogens of opportunity and require some entry
point such as a wound from a type of injury or damage.
However, some diseases - such as Armillaria - can attack
and colonize healthy tissue and are more invasive. These
fungal organisms insert their hyphae into cells to take
advantage of their nutrients and moisture. This results in
cell death and decaying fiber. Often there is substantial
wood strength loss before the decay is visibly evident.
Understanding the way these decay organisms work
can help predict the impact of the defect. Before
addressing this, it is important to understand basic
wood anatomy. Trees are composed of primarily lignin,
cellulose and hemi-cellulose. The key load-bearing
components in xylem cells are cellulose and lignin. The
lignin is the concrete; it holds the cellulose fibers in
place and keeps them from buckling. Lignin alone, like
concrete alone, would crumble under the weight of the
tree. The cellulose takes the role of steel reinforcement
bars. Cellulose on its own, like rebar, would buckle.
Together, however, cellulose and lignin provide added
strength—the whole being greater than the sum of
the parts. Typically, rot leads to degradation of the
woody materials, which leads to decay by attacking the
cellulose, hemicellulose and/or lignin.
Locations of decaying wood and other defects are
important in the inspection process.
Most decays start from the inside, working out and are
called heart rot (Figure 12). This is a condition of concern
in any tree, but the extent and location are of critical
importance relative to likelihood of failure. This type of
defect is common in many trees but isn’t always a major
defect. Hollow trees resulting from heart rot are not all
dangerous. The extent and location of decay are major
determinants of strength when rot is present. Heart rot,
which decays the internal part of the tree is not always
a serious risk consideration. Where is the living portion
of the tree? It is in the cambial tissue where the xylem
and phloem are developed in the outer rings of the tree.
Also, secondary xylem vessels – containing cellulose
and lignin - are essential for tree strength. Some
guidelines recommend a minimum of 2-3” of sound
living shell for every 6” of diameter. Regardless, the type
of fungal organism and location of the decay are critical.
Sap rots (Figure 13) refer to any fungus that erodes
woody tissue from the outside in and can present
considerable risk for failure. It is critical that tree care
workers are able to identify this type of decay as it can
affect the strength and structural integrity of stems and
branches. This is of particular importance to climbers
and selecting tie-in points or rigging locations.
Figure 12. Heart rot occurs in the center of a stem or branch reduc-
ing structural strength of the tree.
Figure 13. Loss of sapwood from disease is a defect that can con-
tribute to tree failure.
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XXX-###-W Tree Defect Identification
Researchers and practitioners typically categorize
decay organisms into basic groups—white, brown
and soft rots.
• White rots break down lignin, and to various
extents cellulose, in cell walls. A wet and spongy
wood, often white or yellowish in appearance,
remains. The flexibility of the wood that remains
may allow the tree to flex, thereby stimulating
the production of response growth. Response
growth is adaptive growth or wood fiber that
adds strength to weakened areas of the tree.
Ganoderma applanatum, or artist’s conk, is a
commonly found white rot.
• Brown rots primarily break down cellulose, but
generally leave the lignin intact. This rot targets
cellulose, which results in major loss of bending
strength and are often considered to be more
serious than white rots due to the greater loss of
strength in the decayed wood. Because brown
rots are more rigid and do not flex, response
growth tends to be less than in trees with white
rot. Laetiporus sulphureus is a common brown rot
decay fungus.
• Soft rots, such as Ustilina deusta, typically decay
cellulose first but may also affect lignin. These are
generally localized and less aggressive in rate of
spread than white or brown rots, which causes
softening of living tree tissue. The decay is not
necessarily softer than brown or white rots but
softens the wood fiber.
Structural Factors
One of the most common structural defects are
codominant branches and stems (Figure 14). This
is a condition where two or more stems about the
same size arise from the same location. Branch
attachments with similar aspect ratios are structurally
weaker than those with a 2:1 branch aspect ratio.
The union is even more weak when bark is included
or trapped in the attachment. This defect is prone to
failure and becomes a concern not only for the tree
owner, but for climbers as well. These attachments
are not reliable tie-in points and may split with
dynamic loading.
It is critical to investigate the root system for defects
as well. Inspect the ground below the dripline for
roots exposed from wind throw or construction
impacts. A helpful tool for detecting defects in the
root system are fungal fruiting bodies (Figure 15).
Figure 14. Codominant stems with included bark in the union is a
defect that increases the likelihood of failure significantly.
Figure 15. Fungal fruiting bodies in the root zone indicate defects
which include decaying roots.
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XXX-###-W Tree Defect Identification
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Mushrooms growing under the dripline of the tree are
indicators of a potentially compromised root system.
However, these fungal identifiers are not always present.
Mushrooms are only present at certain times of the year,
dependent on the decay organism.
Mechanical Factors
Mechanical defects are arguably the easiest of the
three categories to detect. Typically, these are obvious
injuries, wounds or damage from an external cause.
Such defects include construction damage in the form of
physical damage to the roots, trunk or branches (Figure
16). Trenching within the dripline of a tree or cutting
roots to make room for new infrastructure, such as walks
or curbs, can lead to serious defect issues for a tree.
However, some root weaknesses may be hidden from a
previous disturbance and not so easily identified without
Figure 16. Previous wounds are evidence of mechanical damage
which may increase likelihood of failure, depending on the develop-
ment of wound wood.
searching for clues in the crown. Sparse or undersized
leaves, chlorosis, necrosis, or dieback can signal
problems in the root zone.
Poorly executed tree care can cause defects as well,
which may result in risk. Flush cuts, stubs, and other
poor pruning cuts can result in disease and decay
affecting tree health and strength. Topping trees creates
an identifiable defect which leaves behind weak branch
attachments and decay from the excessive pruning dose
and disregard for appropriate cuts.
A professional tree service with qualified arborists can
provide a tree health and tree risk assessment, helping
to identify defects before they become major problems.
Preventive tree care can save money and reduce
potential injury, damage or the need for expensive
removal services. Tree defect identification can be a
complicated process requiring experience, training and
expertise. However, early observation of some typical
defects can determine if the services of a Certified
Arborist are needed.
References:
• American National Standards Institute. 2017.
American National Standard for Tree Care
Operations: Tree, Shrub, and Other Woody
Plant Management—Standard Practices (Tree
Risk Assessment a. Tree Failure) (A300 Part
9). Londonderry, New Hampshire: Tree Care
Industry Association.
• Pokorny, Jill D. (Coord. Author). 2003. Urban
Tree Risk Management: A Community Guide
to Program Design and Implementation.
Publication No. NA-TP-03-03, USDA Forest
Service, Northeastern Area, State and Private
Forestry, St. Paul, Minnesota.
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